Week 7 (March 8) - Appraisal Case Studies: The PROFS and GRS20 Lawsuits

LECTURE SLIDES

Guest speaker: Jason Baron, Director of Litigation, U.S. National Archives and Records Administration

Knowing how to appraise and manage electronic information and digital objects depends on understanding the purpose, value, and uses for the information.  Traditionally, records have served well-defined purposes in organizations and their status as a record has been obvious from their appearance, location, name, or structure.  In the electronic environment, different factors define what is and what is not a record and how it should be maintained. Using two recent highly influential court cases -- Armstrong v. Executive Office of the President (also known as the PROFs case) and Public Citizen v. Carlin (also known as the GRS20 case) -- we will reconstruct the arguments and logic used to determine when email is an official record and how it should be preserved.

C Wallace, David A., “Electronic Records Management Defined by Court Case and Policy,” The Information Management Journal 35 (No. 1, January 2001): 4-15.

H Baron, Jason,  “The PROFS Decade: NARA, E-Mail, and the Courts,” In Bruce I. Ambacher (ed.), Thirty Years of Electronic Records (Lanham, Maryland: Scarecrow Press, 2003): 105-137.

C Pasterczyk, Catherine E., "Federal E-Mail Management: A Records Manager's View of Armstrong v. Executive Office of the President and Its Aftermath," Records Management Quarterly (April 1998): 10-22.

O U.S. National Archives and Records Administration. Electronic Records Work Group. Report to the Archivist of the United States (September 14, 1998). Read report and appendices.
<www.archives.gov/records_management/policy_and_guidance/report_to_archivist_0998.html>

O SRA International, Inc., Report on Current Recordkeeping Practices within the Federal Government (December 10, 2001). <www.archives.gov/records_management/initiatives/report_on_recordkeeping_practices.html>